HomeMy WebLinkAboutAG 00-110 - WSDOT
O~TE IN: ' I DATE OUT: )1{Lf1v/ t~Y)
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CITY OF FEDERAL WAY LAW DEPARTMENT
REQUEST FOR CONTRACT PREPARATIONIDOCUMENT REVIEW/SIGNATURE ROUTING BLIP
1. ORIGINATING DEPT ./DIV .: PVV - Siyc(!i~
2. ORIGINATING STAFF PERSON: rVL~rYv (l y) EXT/I tf.1 ~ 3. DATE REG. By:
4. TYPE OF DOCUMENT RECilUESTEO [CHECK ONE]:
0 PROFESSIONAL SERVICE AGREEMENT 0 SECURITY DOCUMENT
0 MAINTENANCEILABOR AGREEMENT [E.G., A"REEMENT & PERFIMAIN BDND; AseIIlNMENT ClF FUND" IN LIEU OF BONO]
0 PUBLIC WORKS CONTRACT 0 CONTRACTOR SELECTION ODCUMENT
0 SMALL PUBLIC WORKS CONTRACT [E,G" RFS, RFP, RFGI]
[LESS THAN SE!IS,ODD] 0 CONTRACT AMENDMENT AGI:
0 PURCHASE AGREEMENT ~~::ENT Liir~7 .5ur¡ffJVi11-£-I1 f '-41 / .
[MATERIALS. SUPPLIES, EQUIPMENT]
0 REAL ESTATE PURCHABE & SALES AGREEMENT 0 CDBG ' hÁ ~ß,rYf Z4ftcF)<.J
5. PRO.JECT NAME: Sf<. C)é1 ¿vi- LS~ ~3-Y4h cS7v di / h1 ¡n, V¿I/YZ¿J16
B. NAME OF CONTRACTOR: W 5 DoT í ¡/7}/t ¥~J71'~ 8 /~
AODRESS: f (J pur¡ 47 ?¿?O ðlL1 (ýv»~' (1357)1 PHONE:
,
TYPE OF PERSON OR ENTITY [CHECK ONE]: I
0 INDIVIDUAL 0 SOLE PROPRIETORSHIP STATE: TAX IDI/SSI:
0 PARTNERSHIP 0 CORPORATION -
SIGNATURE NAME: TITLE:
7. SCOPE OF WORK: ATTACH exHIBIT A . A COMPLETE AND DETAILED DESCRIPTION OF THE SERVICES DR SCOPE OF
WORK. INCLUDING COMPLETION DATE FOR EACH PHASE OF WORK AND L.DCATION OF WORK.
B. TERM: COMMENCEMENT DATE: COMPLETION DATE:
9. TOTAL COMPENSATION S [INCLUDE EXPENSES AND SALES TAX. IF ANy]
[IF CALCULATED ON HDURLY LABOR CHARGE - ATTACH SCHEDULES OF EMPLOYEES TITLES AND HOLIDAY RATES]
REIMBURSABLE EXPENSES: DVES DNo IFVES. MAXIMUM DOLLAR AMOUNT: S
Is SALES TAX OWED? OVEB OND IF YES, S PAID BY: 0 CONTRACTOR OCITY
10. SELECTION PROCESS USED [CHECK ONE]:
0 REGlUEST FDR BIOS 0 REGlUEST FOR CilUOTES 0 ARCHITECT & ENGINEER LIST
0 REGlUEST FOR PROPOSALB 0 REGlUEST FDR CilUALIFICATIONS 0 SMALL WORKS ROSTER
11. CONTRACT REVIEW INITIAL./DATE ApPROVED
0 DIRECTOR
0 LAW [ALL CONTRACTS]
0 RISK MANAGEMENT <,
[ALL CDNTRACTS EXCEPT AMENDMENTS,
CONTRACTOR SELECTION DOCUMENT]
0 HUMAN SERVICES
11. CONTRACT SIGNATURE ROUTING INITIAL./DATE ApPROVED
0 LAW DEPARTMENT
0 CITY MANAGER
~ITY CLERK
IGN COpy SACK TD DRIGINATING DEPT.
~SSIGNED AG , <::)::\- ~~
PURCHASING: PLEASE CHARGE TO:
COMMENTS tl~ ¿(:ßR {" II (l/~/
t~t {ltYl¿vr1'
WHITE - DR'GONAL STAYS WITH CONTRACT CANARY - CLERK TO IITAFF PINK - LAW DEPT. OJOLCENROD - ORIGINATINg BTAFF
LCI4,." [R8V 111S,.'
Agency
City of Federal Way
Federal Aid Project Number
STPH-0099(0058)
~ ~~-"\~'l~
Local Agency Agreement Supplement
..
:7':r Washington State
"II Department of Transportation
Supplement Number
1
I Agreement Number
LA-4150
CFDA Number
20.205
The Local Agency desires to supplement the agreement entered into and executed on July 1, 1999
All provisions in the basic agreement remain in effect except as expressly modified by this supplement.
The changes to the agreement are described as follows:
Project Description
Name SR 99 at S. 330th Street Improvements
Length I 000 ft.
Termini
MP 9.21 to MP 9.41
Description of Work
rg No Change
Reason for Supplement
Request aditional PE funds for consultant and WSDOT. Request construction funds.
Estimate of Funding
Type of Work (1) I (2) I (3) (4) I (5)
Previous Supplement Estimated Total Estimated Agency Estimated
AgreemenUSuppl. Project Funds Funds Federal Funds
PE a. Agency 2,000.00 -588.00 1,412.00 441.00 971.00
68.75 % b. Other Consultant 27,OÓO.00 12,000.00 39.000.00 12.187.00 26,813.00
Federal Aid c. State 1,000.00 7,217.00 8,217.00 2,568.00 5,649.00
Participation
Ratio for PE d. Total PE Cost Estimate (a+b+c) 30,000.00 18,629.00 48,629.00 15,196.00 33,433.00
Right of Way e. Agency
% .
f. Other
Federal Aid u
Participation g. State
-
Ratio for RW h. Total RMJ Cost Estimate (e+f+g)
Construction i. Contract 242,000.00 242,000.00 75.625.00 166,375.00
.- .. .-.. . -... . --.. - . . -. ..-.
j. Other
King County - 1O,000~00 10,060.00 3, Ì25.00 6Jf75.00
k. Other
68.75 % -- . - . - - 17~j7 ¡'.M . 17,3i1.00 5,429.00 ' - '11,94iöo
I. Agency
Federal Aid -. .... . 2:ÓOO.00 2,000.00 . 625.00 1,375:00
m. State
Participation .... 27 f,37 1.00 271,371.00 84,804.00 ÏS6,567.00
Ratio for CN n. Total CN Cost Estimate (i+j+k+l+m) -'
o. Total Project Cost Estimate (d+h+n 30,000.00 290,000.00 320,000.00 100,000.00 220,000.00
......
<"
.....
---
/"
./"
,...
,/
,/
The Local Agency further stipulates that pursuant to said Title 23, regulations and policies and procedures, and as a condition
to payment of the Federal funds obligated, it accepts and will comply with the applicable provisions.
A~ygenCY .0.. .. -. . . ~ WByaSh~n,~on/~at:;~~me Iì. nt .Of Transportation
~eley 'RR-- K~
Title
City Manager
Assistant Secretary for Highways and Local Programs
Date Executed -1' )~ lj) e RIG I N A L
,.
DOT Form 140-041 EF
Revised 11/99
Mr. Cary M. Roe, PE,
Public Works Director
City of Federal Way
33530 First Way South
Federal Way, WA 98003-6221
Pi wt fJ.J /r p ¡W- yj¿
~4 -fo T .. . AI
tJJAÞ ftilansportatlon Building
. . Box 47300 f1A J. 1/11!7J ~A
Iympia. WA 98504-7300 fW WWYl
May 4, 2000 RECEIVED
Af¡Þ
MAY 0 9 2000
~
::7: Washington State
~II Department of Transportation
Sid Morrison
Secretary of Transportation
FEDERAL WAY PUBLIC WORKS
ADMINISTRATION DMSION
City of Federal Way M ~ '
SR 99/330th Signal 7/70 J{
STPH-OO99(O58)
FUND A UTH 0 RIZA TI 0 N
Dear Mr. Roe:
We have received FHW A fund authorization, effective April 27, 2000, for this project
as follows:
PHASE
Construction
TOTAL
$271,371
FEDERAL SHARE
$186,567
Enclosed for your information and file is a fully executed copy of Supplement
Number 1 to Local Agency Agreement LA-4150 between the state and your agency.
All costs exceeding those shown on this agreement are the sole responsibility of your
agency.
In addition, this supplement increases your PE funds to a total of $48,629 ($33,433
federal share).
Although documented CE determination was approved March 31, 2000 and
construction funding authorized, you are still required to request updated species
listings every six months until this project is complete. If any species listings or
locations have changed, the Biological Assessment must be updated appropriately.
Verification of the requests will be part of the project management review.
You may proceed with the administration of this project in accordance with your
WSDOT approved Certification Acceptance agreement.
Sincerely,
. ,) '(~\\
~CW¡~ U1--
Kathleen B. Davis
Program Management Director
Highways & Local Programs Service Center
KBD:ss
DRS
Enclosure
cc: Terry Paananen, NW Region, NB82/121
A8t..
~" Washington State
. "fíJl-. Department of Transpc... ..ation
~~~-\\~
Local Ab ~ncy Agreement
Agency City ofFedcraI Way AGENeY Project No. :5 r P 1/- 00 9 "t (0 S 8)
Address 33530 First Way S Agreement No. LA 415 a
Federal Way, W A 98003 For OSC WSDOT Use only'
The: Local Agency having complied, or hc:rc:by agreeing to comply, with the: tenus and conditions set forth in (1) Title: 23, U.S. Code: Highways, (2) the:
regulations issued pursuant thc:rc:to, (3) Office: ofManagc:ment and Budget Circulars A-I02 and A-128, (4) the policies and procedures promulgated by the
Washington State Department of Transportation, and (5) the federal aid project agreement entered into between the State and Federal Government, relative
to the above project, the Washington State Department of Transportation will authorize the Local Agency to proceed on the project by a separate
notification. Federal funds which are to be obligated for the project may not exceed the amount shown hc:rc:in on line s, column 3, without written authority
by the State, subject to the approval of the Federal Highway Administration. All project costs not reimbursed by the Federal Government shall be the
responsibility of the Local Agency,
Project Description
Name SR 99 at S 330th Street Improvements
Termini MP 9.21 to MP 9.41
Description of Work
1. Install a t:¡¡ffic ::igr.al to ¡.'rovid(.' saf~r and mor~ offici~!!t "cccss betw~n S 330th Street and SR 99,
2, Install a 6 ft wide, 280 ft long sidewalk to provide a safer pedestrian access to the Post Office,
3. Install a raised median and convert the two-way left-turn lane to turn pockets to separate opposing left-turn
movements.
Length 1000 ft
Estimate of Funding
Type of Work (1) (2) (3)
Estimated Total Estimated Agency Estimated
Project Funds Funds Federal Funds
PE a. Agency Work 2,000.00 625.00 1,375.00
b. Other Consultant 27,000.00 8,437,00 18,563.00
c. State Services 1,000.00 313.00 687.00
d. Total PE Cost Estimate (a+b+c) 30,000.00 9,375.00 20,625.00
Right of Way e, Agency Work
f, Other
g. State Services
h. Total RNÝ Cost Estimate (e+f+g)
Construction i. Contract
j, Other
k. Other
_u_.---- .u--- --- -- .- .-.,-.-----
I. Other
m. Total Contract Costs (i+j+k+l)
Constroctlon Engineering
n. Agency Work
o. Other
p. State Forces
q. Total Construction Engineering (n+o+p) .*
r. Total Construction Cost Estimate (m+q)
s. Total Project Cost Estimate (d+h+r) 30,000.00 9,375.00 20,625.00
/
/'
/
./
-Federal participation in construction engineering (q) Is limited to 16 percent of the total contract costs (line m, column 3).
The federal aid participation rate in this project will be detennined by the Federal Government. The parties expect that it will be '8.1 t; ~
percen~ however, it is understood that the rate may vary. The Local Agency agrees that this agreement is entered into without relying upon any
representation by the state made outside of this contract, or contained herein, as to what the federal participation rate will be. It further agrees that it will
not condition any future actions with respect to the project covered by this agreement upon past, current, or future representations as to the federal
participation rate, The dollar amount offederal participation cannot exceed the amount shown in line s, column 3. All costs not reimbursed by the Federal
Government shall be the responsibility of the Local Agency.
DOT Form 1~ EF
R8'iÏsed 5/97
1
ORI GINAL
'Construction Method of Financil
(Check Method Selected)
State Ad and Award
0 Method A - Advance Payment - Agency Share of total construction cost (based on contract award)
0 Method B - Withhold from gas tax the Agency's share of total construction cost (line 4, column 2) in the amount of
$
at$
per month for
months,
Local Force or Local Ad and Award
[g Method C - Agency cost incurred with partial reimbursement
The Local Agency further stipulates that pursuant to said Title 23, regulations and policies and procedures, and as a
condition to payment of the federal funds obligated, it accepts and will comply with the applicable provisions set forth
below. Adopted by official action on
December 1, lqqR
. Resolution/Ordinance No.
Agency Official..
: ~::t~
Provisions
I. scope of Work
The Agency sba11 provide all the work, labor, materials, and services necessary
to perform the project which is described and set for1h in detail in the "Project
Description" and wrype of Work."
When the State acts for and on beba1f of the Agency, the State sba11 be deemed
an agent of the Agency and sba11 perform the services described and indicated in
wrype of woo." on the face of this agreement, in accordance with plans and
specifications as proposed by the Agency and approved by the State and the
Federal Highway Administration.
When the State acts for the Agency but is not subject to the right of control by
the Agency, the State sba11 have the right to perform the woo. subject to the
ordinary procedures of the State and Federal Highway Administration.
II. Delegation of Authority
The State is willing to fulfill the responsibilities to the Federal Government by
the administration of this project. The Agency agrees that the State shall have the
full authority to carry out this administration. The State shall review, process, and
approve documents required for federal aid reimbursement in accordance with
federal requirements. If the State advertises and awards the contract, the State will
further 8d for the Agency in all matters oonoeming the project as requested by the
Agency, If the Local Agency advertises and awards the project, the State sba11
review the woo. to ensure conformity with the approved plans and specifications,
III. Project Admînistration
Certain types of work and services shall be provided by the State on this project
as requested by the Agency and described in the Type of woo. above. In addition,
the State will furnish qualified personnel for the supervision and inspection of the
work in progress, On Local Agency advertised and awarded projects, the
supervision and inspection sba11 be limited to ensuring all woo. is in conformance
with approved plans, specifications, and federal aid requirements. The salary of
such engineer or other supervisor and all other salaries and costs incurred by State
forces upon the project will be considered a cost thereof. All costs related to this
project incurred by employees of the State in the customary manner on highway
payrolls and vouchers shall be charged as costs of the project.
IV. Availability of Records
All project records in support of all costs incurred and actual expenditures kept
by the Agency are to be maintained in accordance with procedures prescribed by
the Division of MulÙcipai Corporations of the State Auditor's Office, the V,S.
Department ofTransportation, and the Washington State Department of
Transportation. The records shall be open to inspection by the State and Federal
Government at all reasonable times and shall be retained and made available for
such inspection for a period of not less than three
DOT Form 140-039 EF
Revised 5/97
:ashi~ment of Trans
Assistant Secretary for TransAid
~II /O)~
. I
Date Executed
years ftom the final payment of any federal aid funds to the Agency, Copies of said
records shall be furnished to the State and/or Federal Govenunent upon request.
V. Compliance with Provisions
The Agency shall not incur any federal aid participation costs on any classification
of work on this project until authorized in writing by the State for each classification.
The classifications of woo. for projects are:
1. Prelimitw'y engineering up to and including approval.
2, Preparation of plans, specifications, and estimates.
3. Right of way acquisition.
4. Project construction.
In the event that right of way acquisition, or actual construction of the road, for
which prelimitw'y engineering is undertaken is not started by the closing of the tenth
fiscal year following the fiscal year in which the agreement is executed, the Agency
will repay to the State the sum or sums offederal funds paid to the Agency under the
terms of this agreement (see Section VßI).
The Agency agrees that all stages of construction necessary to provide the initially
planned oomplete facility within the limits of this project will conform to at least the
minimum values set by approved statewide design standards applicable to this class of
highways, even though such additional work is financed without federal aid
participation.
The Agency agrees that on ieåerai aid highway construction projectS, me cumm.
federal aid regulations which apply to liquidated damages relative to the basis of
federal participation in the project cost shall be applicable in the event the contractor
fails to oomplete the contract within the contract time.
VI. Payment and Partial Reimbursement
The toCal cost of the project, including all review and engineering costs and other
expenses of the State, is to be paid by the Agency and by the Federal Govenunent
Federal funding shall be in accord with the Intermodal Sutface Transportation
Efficiency Act 1991, Title 23. UlÙted States Code, as amended, and Office of
Management and Budget circulars A-IO2 and A-128. The State shall not be
ultimately responsible for any of the costs of the project. The Agency shall be
ultimately responsible for all costs associated with the project which are not
reimbursed by the Federal Govenunent Nothing in this agreement shall be
construed as a promise by the State as to the amount or nature of federal
participation in this project.
1. Preliminary En¡Ineerln:, Ri&ht of Way Acquisition, and Audit Costs
The Agency will pay for Agency incurred costs on the project. Following such
payments. vouchers shall be submitted to the State in the fannat prescribed by the
State, in quadruplicate, not more than one per month. The State will reimburse the
Agency up to the amount shown on the face of this agreement for those costs
.2
. eligible for federal participation to the extent that su( is arc directly
. aftn'buUble and properly allocable to this project. Expenditures by the Local
Agency for the estab\isbmeot, maintenance, general administration, supervision,
and other overbead sba1l not be elig¡òle for federal participation.
The State will pay for State incurred costs on the project. Following payment,
the State shall bill the Federal Government for reimbucsernent of those costs
elig¡òle for federal participation to the extent that such costs arc attributable and
properly allocable to this project. The State shall bill the ~enc:y for that portion
of State costs which were not reimbursed by the Federal Govenunent (see
Section VIII).
The State will pay for State incurred costs on the project. Following payment, the
State sba1l bill the Federal Govenunent for reimbursement of those costs eligible
for federal participation to the extent that such costs arc attributable and properly
allocable to this project. The State shall bill the ~ency for that portion of State
costs which were not reimbursed by the Federal Govenunent (see Section VIII).
1. Project Constnlction Costs
Project construc.iion financing will be accomplished by one of the three
methods as indicated in this agreement
Method A - The Agency will place with the State, within (20) days after the
execution of the construc.iion contract, an advance in the amount of the Agency's
share of the tota1 construc.iion cost based on the contract award. The State will
notifY the Agency of the exact amount to be deposited with the State. The State
will pay all costs incurred under the contract upon presentation of progress
billings trom the contractor, Following such payments, the State will submit a
billing to the Federal Govenunent for the federal aid participation share of the
cost. When the project is substantially oompleted and final actual costs of the
project can be determined, the State will present the Agency with a fmal billing
showing the amount due the State or the amount due the Agency. This billing will
be cleared by either a payment from the Agency to the State or by a refund from
the State to the ~enc:y,
Method B - The Agency's share of the tota1 construc.iion cost as shown on the
face of this agreement shall be withheld trom its monthly fuel tax allotments. The
face of this agreement establishes the months in which the withholding shall take
place and the exact amount to be withheld each month. The extent of withholding
will be confumed by letter trom the State at the time of contract award Upon
rec:eipt of progress billings trom the contractor, the State will submit such billings
to the Federal Govenunent for payment of its participating portion of such
billings.
Method C - The Agency may submit vouchers to the State in the format
prescribed by the State, in quadruplicate. not more than onœ per month for those
costs eligible for Federal participation to the extent that such costs arc directly
attributable and properly allocable to this project. Expenditures by the Local
Agency for the establishment, maintenance, general administration, supervision,
and other overhead shall not be eligible for Federal participation.
The State shall reimburse the Agency for the Federal share of eligible project
costs up to the amount shown on the face of this agreement At the time of audit,
~\¡e Agency will provide documentation of all costs incurred on the project.
The State shal! bill the Agency for all costs incurred by the State relative to the
project. .. he State shall also bill the Agency for the federal funds paid by the
State to the Agency for project costs which arc subsequently determined to be
ineligible for federal participation (see Section VIII).
VII. Audit of Federal Aid Project
The Agency, ifservices ora consultant are required, shall be responsible for
audit of the consultant's records to determine eligible federal aid costs on the
project. The report of said audit shall be in the Agency's files and made
available to the State and the Federal Govenunent.
An audit shall be conducted by the WSDOT Internal Audit Office in
acc:ordanc:e with generally ac:c:epted govenunental auditing standards as issued
by the United States General Ac:c:ounting Office by the Comptroller General of
the United States; WSDOT Directive D 27-50, Consultant Authorization,
Selection, and Agreement Administration; memoranda ofunderstanding
~een WSDOT and FHW A; and Office of Management and Budget Circular
A-128.
Ifupon audit it is found that overpayment or participation of federal money in
ineligible items of cost has oc:c:uJTed, the ~enc:y shall reimburse the State for
the amount of such overpayment or excess participation (see Section VIII).
DOT Fonn 140-œ9 EF
RINised 5/97
VIII. Payment of BUlb
The Agency agrees that if payment or arrangement for payment of any of the
State'. billing relative to the project (e.g.. State force work, project c:anccllation,
overpayment, cost ineligible for federal participation, etc.) is not made to the State
within 4S daYi after the Agency bas been billed, the State shall effect rcirnbunement
of the tota1 sum due trom the regular monthly fuel tax allotments to the Agency from
the Motor Vehic:1e Fund. No additional Federal project funding will be approved
until full payment is received unless otherwise directed the the Assistant Sccn:tary for
TransAid.
Ix. TraffIC Control, Signing, Marking, and Roadway
Maintenance
The Agency will not permit any changes to be made in the provisions for parlcing
regulations and traffic control on this project without prior approval of the State and
Federal Highway Administration. The Agency will not install or permit to be
installed any signs, signals, or markin~ not in conformance with the ltandards
approved by the Federal Highway Administration and MlITCD, The ~enc:y will, at
its own expense. maintain the improvement covered by this agreement
X. Indemnity
The Agency shall hold the Federal Govenunent and the State lwm1ess from and
shall process and defend at its own expense all claims, demands, or suits, wbether at
law or equity brought against the Agency, State, or Federal Government, arising from
the Agency'. execution, performanc:c. or failure to perform any of the provisions of
this agreement, or of any other agreement or contract c:onnected with this agreement,
(( arising by 1.-0.1 "fthe ¡wticip.;1ioo ofth" S',aU; v; r~-al avvCo-=::nt in ili:
project, PROVIDED, nothing herein shall require the Agency to reimburse the State
or the Federal Govenunent for damages arising out of bodily injury to persons or
damage to property caused by or resulting trom the sole negligence of the Federal
Govenunent or the State.
No liability shall attach to the State or Federal Govenunent except as expressly
provided herein.
XI. Nondiscrimination Provision
The Agency hereby agrees that it will incorporate or cause to be inc:orporated into
any contract for construc.iion work, or modification thereot: as defined in the rules and
regulatiom of the Secretary of Labor at 41 CFR Chapter 60, which is paid for in
whole or in part with funds obtained trom the Federal Government or borrowed on the
credit of the Federal Govenunent pursuant to a grant, contract, loan. insuranc:e, or
guarantee or understanding pursuant to any federal program involving such grant,
contract, loan, insuranc:e, or guarantee, the following equal opportunity c:1ause:
"DURING THE PERFORMANCE OF TlflS CONTRACT, TIlE
CONTRACTOR AGREES AS FOlLOWS:"
(a) The contractor will not discriminate against any employee or applicant for
employment because of race, color, religion, sex, or national origin. The contractor
will talce affumative adion to ensure that applicants are employed and that
employees arc treated during employment without regard to their race, color, religion,
sex, or national origin. Such &c:tion sba1l inc:1ude, but not be limited to, the following:
employment, upgrading. demotion or transfer; rec:rui1ment or rec:rui1ment advertising;
layoffs or termination; rates of pay or other forms of c:ompensation, and IClection for
training. including apprenticeship. The contractor agrees to post in c:onspicuous
places. available to employees and applicants for employment, notices to be provided
by th-- Ag~ !~'1g forth the pt"Ovö.sions of this nondiscrirninatioo c:lause.
(b) The contractor will, in all solicitations or advertisements for employees
placed by or on behalf of the contractor. state that all qualified applicants will
receive consideration for employment without regard to race, color, religion, sex or
national origin.
(c) The contractor will send to each labor union or representative of workers with
which he bas a collective bargaining agreement or other contract or understanding. a
notice to be provided by the Agency advising the said 1abor union or workers'
representative of the contractor's c:ommitments under this Section 11-2 and shall
post copies of the notice in c:onspicuous places available to employees and applicants
for employment
(d) The contractor will oomply with all provisions of Executive Order 11246 of
September 24, 1965, and of the rules, regulations, and relevant orders of the
Sec:retary of Labor.
(e) The contractor will furnish all information and reports required by Executive
Order 11246 of September 24, 1965, and by the rules and regulatiom and orders of
the Sec:retary of Labor, or pursuant thereto, and will pernùt access to his books,
records, and accounts by the Federal Highway Administration and the Sccn:tary of
Labor for purposes of investigation to asc:ertain oomplianc:e with such rules,
regulations, and orders.
3
XII. Liquidated Dam~
The A&av:Y hereby agrees 1Dat the liquidated damages provisions of23 CFR Part
630, Subpart 30~, as 1Upp1emeded, relative to the amount of Federal participation
in thc project cost, 8bal1 be applicable in the event thc contractor fails to complete the
coaCraá within the coaCraá time. Failure to include liquidated damages provisioo
will not relieve the Agetv::y ftom reductioo offederal participatioo in accordaooe
with this parauaph.
XUI. Termination for Public Convenience
The Secretary of the washington State Departmeot ofTransportatioo may
terminate the oootract in whole, or &om time to time in pari, whenever:
(1) The requisite federal funding becomes unavailable through failure of
appropriation or otherwise.
(2) The contractor is prevented &om proceeding with the work as a direct resuh of
an Executive Order of the President with respect to the prosecutioo of war or in the
interest of national defense, or an Executive Order of the President or Governor of the
State with respect to thC preservaboo of energy rcsoucœs.
(3) The contractor is prevented &om proceeding with the work by reason of a
preliminary, special, or permanent restraining order of a oourt of oompetent
jurisdictioo where the issuance of such order is primarily caused by the acts or
omissions of persons or agencies other than the contractor.
(4) The Sca-ctary determines that such termination is in the best interests of the
State.
XIV. Venue for Claims and/or Causes of Action
For the convenience of the parties to this contract, it is agreed that any claims
and/or causes of adÌoo which the Local Agency bas against the State of Washington,
growing out of this oootract or the project with which it is concerned, shall be
brought only in the Superior Court for Thurston County.
XV. CertifICation Regarding the Restrictions of the Use
of Federal Funds for Lobbying
The approving authority certifies, to the best ofhis or her lcnowlcdge and belief;
that:
(1) No federal appropriated funds have been paid or will be paid, by or on beha1f
of the undersigned, to any person for influencing or attempting to influence an officer
or employee of any federal agency, a member of Congress, an officer or employee of
Congress, or an employee of a member of Congress in oonnection with the awarding
of any federal contract, the making of any federal grant, the making of any federal
loan, the entering into of any cooperative agreement, and the extension. continuation,
renewal, amendment, or modification of any federal contract, grant, loan, or
cooperative agreement.
(2) If any funds other than federal appropriated funds have been paid or will be
paid to any person for influencing or attempting to influence an officer or employee
of any federal agency, a member of Congress, an officer or employee ofCongrcss, or
an employee of a member of Congress in oonnection with this federal contract, grant,
loan, or cooperative agreement, the undersigned shall complete and submit the
Standard Form - LLL. "Disclosure Form to Report Lobbying." in accordance with
its instructions.
(3) The undersigned shall require that the language of this certification be
included in the award documents for all subawards at all tiers (including subgrants,
and contracts and suboontn&cts under grants, subgrants, loans, and ooopcrative
agreements) which exceed $100,000, and that all such subrccipients sha1l certifÿ and
disclose aooordingly.
This certification is a material representation offact upon which reliance was
placed when this transaction was made or entered into. Submission of this
ocrtificatioo as a prerequisite for making or entering into this transactioo imposed by
Section 1352. Title 31, U.S. Code. Any person who fails to file the required
ocrtification sha1l be subject to a civil penalty ofoot less than $10,000 and not more
than $100.000 for each such failure.
Additional Provisions
(1) 111 the event ofíhe 00II!raCt0r'1 noooompliancc the nondisaimination
cl_.ofthis oootract or with any such rules, regula..._..oC or orders, this cootract
may be canceled, taminated, or IUspeocIed in whole or in part and the cormctor
may be declared ineligible for 1ùrtber government coøIJ'a(;ts or fedc:ra1ly assisted
coostruction contracts in aooordanoc with proocdures authorized in Executive
Order 11246 ofScptemher 24, 1965, and lUoo other sanctions may be imposed
and remedies invoked as provided in Executive Order 11246 ofScptembcr 24,
1965, or by rule, regulation, or order of the Secretary of Labor, or as otherwise
provided by law,
(g) The contractor will include the provisions of this Section 11-2 in every
IUboontract or purchase order unless exempted by rules, regulations. or orders of
the Sca-ctary of Labor issued pursuant to Section 204 of Executive Order
11246 ofScptelnber 24, 196~, 10 that lOch provisions will be binding upon each
suboontraáor or vendor, The contractor will take RIch action with respect to
any IUboontract or purchase order as the Agency, Washington State Departmeot
of Transportation, or Federal Highway Administration may direct as a means of
enforcing such provisions including sanctions for noooompliance: Provided,
however, that in the event a contractor becomes involved in, or is threatened
with, litigation with a suboontraáor, he may request the United States to enter
into such litigation to protect the interests of the United States.
The Agency further agrees that it will be bound by the above equal
opportunity clause with respect to its own employment practices when it
participates in fcdera11y assisted construction work: Provided, that if the
appli;ant 10 participating is a State or Local Government, the above equal
opportunity clause is not applicable to any agency. mstrumentaiity, or
subdivision of such govcnunent which docs not participate in work on or
under the contract.
The Agency also agrees:
(1) To assist and cooperate actively with the State in obtaining the compliance
of contrac::tors and suboontractors with the equal opportunity clause and rules,
regulations, and relevant orders of the Secretary of Labor.
(2) To furnish the State such infonnationas it may require for the IUpcrvision
of IUch compliance and that it will otherwise assist the State in the discharge of
its primary responsibility for securing compliance,
(3) To re&ain &om entering into any contract or oootract modification
subject to ExecUtive Order 11246 ofScptember. 24, 1965, with a contractor
debarred trom. or who bas not demonstrated eligibility for, govcnunent
contracts and federally assisted construction contracts pursuant to the Executive
Order,
(4) To C8I1)' out lOch sanctions and pena1ties for violation o(the equal
opportunity clause as may be imposed upon contrac::tors and IUboontractors by
the State, Federal Highway Administration, or the Secretary of Labor pursuant
to Part II, subpart D of the Executive Order.
In addition. the Agency agrees that if it fails or refuses to comply with these
undertakings. the State may take any or all of the following adÌons:
(a) Cancel, terminate. or suspend this agreement in whole or in part;
(b) Reftain &om extending any 1ùrtber assistance to the Agetv::y under the
program with respect to which the failure or refusal occurred untilla1isf'actory
assurance offuture compliance bas been received ftom the Agency; and
(c) Refer the case 10 the Department of Justice for appropriate legal
proceedings.
DOT Fonn 140-039 EF
Revised 5197
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